There was a time when the former National Association of Security Dealers NASD allowed individuals to take the Series examination and obtain a license without being formally sponsored by a registered entity..To get your Series license, you must be sponsored by a FINRA member firm or a self regulatory organization SRO . Like the Series , sponsoring firms apply for candidates to take the exam by filing a Uniform Application for Security Industry Registration or Transfer Form U ..Find companies that routinely sponsor Series candidates and search for employment opportunities with these firms. Search through job board postings for companies that list sponsorship opportunities, or do not list a Series requirement..In order to take the series , candidates must be sponsored by a FIRNA member firm or self regulatory organization RSO . Firms apply for candidates to take this exam by filing a Uniform Application for Security Industry Registration, or Transfer Form U ..If I was willing to pay the costs, are there options to get a broker dealer sponsorship so I can sit for the Series even if I have no intention of working for that broker dealer? pm.The only way right now to get sponsored for the Series is to work for a FINRA firm broker dealer and work in a department that requires registration typically dealing with customers and securities There is a proposal almost finished with th .Finding a Series Sponsor. However, there are some steps you can take to get access to the Series exam and start your securities career. . Browse company descriptions on job boards. Often companies that are willing to sponsor you to sit for the Series exam will mention this directly in the company bio..
The Series exam, also known as the General Securities Representative Exam GSRE , is a test for registered representatives. The Financial Industry Regulatory Authority FINRA administers the exam..Welcome to the continually updated CBS Local Daily Story Stream. Here's a look at the top stories people are talking about now across our network of CBS Local sites..Get started studying with our free Series practice test questions. These questions will help you increase your Series score..Out Loud! The Metro Library Network Author Series will conclude this Friday night at p.m. with bestselling author Elizabeth Berg presenting at the Hotel at Kirkwood Center..Download Full Image